Mark Wesley Brownlee

CRD 1793231 · Charles Schwab & Co., Inc. · Normal, IL

IA RegisteredBroker

Also appears in the source record as: Mark W Brownlee

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): SIESeries 7Series 6Series 10Series 9Series 65Series 63
Registered states (39): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · District Of Columbia · Florida · Georgia · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Nebraska · Nevada · New Hampshire · New Jersey · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Virginia · Washington · Wisconsin
Years in the industry (source record): 38
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (15)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Normal, IL · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Normal, IL · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Normal, IL · IA capacity

start not retrieved → present
Midwestern Securities Trading Co.,llc
Monmouth, IL · IA capacity

Nov 1, 2012 → Mar 16, 2017
Midwestern Securities Trading Company, LLC
Monmouth, IL · BC capacity

Nov 1, 2012 → Mar 16, 2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Bloomington, IL · IA capacity

May 23, 2008 → Nov 2, 2012
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Bloomington, IL · BC capacity

May 23, 2008 → Nov 2, 2012
Citigroup Global Markets Inc.
Saybrook, IL · IA capacity

Dec 20, 2005 → Jun 12, 2008
Citigroup Global Markets Inc.
Saybrook, IL · BC capacity

Jan 26, 2004 → Jun 12, 2008
Edward Jones
St. Louis, MO · BC capacity

Mar 8, 2001 → Jan 27, 2004
Wayne Hummer Investments L.L.C.
Chicago, IL · BC capacity

Jan 21, 1994 → Mar 9, 2001
Painewebber Incorporated
Weehawken, NJ · BC capacity

Feb 18, 1992 → Jan 31, 1994
Lehman Brothers Inc.
New York, NY · BC capacity

Jan 23, 1991 → Mar 10, 1992
The Stuart-James Company, Incorporated
Denver, CO · BC capacity

Sep 20, 1988 → May 18, 1989
Pruco Securities Corporation
BC capacity

Mar 7, 1988 → Sep 26, 1988

Source & corrections

Where this page comes from

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