John Oscar Gailey
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (5)
- SIESeries 7Series 6Series 65Series 63
- Registered states (16)
- Arizona · California · Florida · Georgia · Hawaii · Idaho · Massachusetts · Minnesota · Nevada · New York · Ohio · Oregon · South Carolina · Tennessee · Texas · Utah
- Years in the industry (source record)
- 38
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 1794143 contains one or more disclosure events as of Aug 20, 2026.
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Current firm
From the firm record
- Firm
- Wells Fargo Advisors
- Firm CRD
- 19616
- SEC number
- 801-37967
- Assets under management
- $671.4B as of Jun 23, 2026
- Website
- www.twitter.com/WFINVESTING ↗
- Phone
- 314-875-3000
- Firm location
- St. Louis, MO, 63103-2205
Employment history (9)
From the source registration record · current first
-
start not retrieved → present
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start not retrieved → present
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Wells Fargo Investments, LLCSan Diego, CA · IA capacityApr 30, 2007 → Jan 3, 2011
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Wells Fargo Investments, LLCSan Diego, CA · BC capacityApr 30, 2007 → Jan 3, 2011
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Banc Of America Investment Services, Inc.Carlsbad, CA · IA capacityApr 21, 2003 → Apr 30, 2007
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Banc Of America Investment Services, Inc.Carlsbad, CA · BC capacityApr 21, 2003 → Apr 30, 2007
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Wells Fargo Securities Inc.San Francisco, CA · BC capacityNov 12, 1997 → May 2, 2001
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Prudential Securities IncorporatedNew York, NY · BC capacitySep 22, 1992 → Nov 10, 1997
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Pruco Securities CorporationNewark, NJ · BC capacityMar 31, 1988 → Aug 3, 1992
Source & corrections
Where this page comes from
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Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.