Steven L Spurling

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (5)

SIESeries 7Series 6Series 66Series 63

Registered states (11)

Alabama · Colorado · Connecticut · Illinois · Louisiana · Maine · Nevada · New York · South Carolina · Texas · Vermont

Years in the industry (source record)

32

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Edward Jones

Firm CRD

250

SEC number

801-3297

Assets under management

$1.0T as of Jun 29, 2026

Website

www.twitter.com/EDWARDJONES ↗

Phone

314-515-2000

Firm location

St. Louis, MO, 63131

Employment history (17)

From the source registration record · current first

• Edward JonesCurrent

  Houston, TX · IA capacity
  start not retrieved → present
• Edward JonesCurrent

  Houston, TX · BC capacity
  start not retrieved → present
• Mml Distributors, LLC

  Springfield, MA · BC capacity
  May 24, 2019 → Dec 31, 2020
• Mutual Trust Co. Of America Securities

  St. Petersburg, FL · BC capacity
  May 17, 2017 → Feb 20, 2018
• Columbia Management Investment Advisers, LLC

  St Charles, IL · IA capacity
  Jul 13, 2011 → Feb 13, 2017
• Columbia Management Investment Distributors, Inc.

  Boston, MA · BC capacity
  Jul 13, 2011 → Feb 13, 2017
• Princor Financial Services Corporation

  Lombard, IL · IA capacity
  Mar 5, 2007 → Jul 11, 2011
• Princor Financial Services Corporation

  Lombard, IL · BC capacity
  Feb 23, 2005 → Jul 11, 2011
• Principal Funds Distributor, Inc.

  Des Moines, IA · BC capacity
  May 10, 2007 → Sep 23, 2008
• Stanton Investment Services, Inc.

  Plymouth, MN · BC capacity
  Feb 7, 2003 → Aug 11, 2003
• Mml Investors Services, Inc.

  Springfield, MA · BC capacity
  Dec 3, 2001 → Aug 8, 2002
• Kemper Distributors, Inc.

  Chicago, IL · BC capacity
  Feb 1, 1995 → Nov 30, 2000
• Kemper Financial Services, Inc.

  BC capacity
  Jul 23, 1990 → Feb 1, 1995
• Marketing One Securities, Inc.

  Portland, OR · BC capacity
  Mar 9, 1989 → Jun 14, 1990
• First Investors Corporation

  BC capacity
  Jul 20, 1988 → Sep 12, 1988
• Nml Equity Services, Inc.

  BC capacity
  Feb 2, 1988 → Jun 17, 1988
• Robert W. Baird & Co. Incorporated

  BC capacity
  Feb 2, 1988 → Jun 7, 1988

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.