Bradley A Harrison
Also appears in the source record as: Bradley Arthur Harrison
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (7)
- Series 66Series 65Series 63Series 7TOSIESeries 7Series 6
- Registered states (7)
- Florida · Illinois · Indiana · Iowa · Michigan · Nebraska · Ohio
- Years in the industry (source record)
- 38
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Firm CRD
- 7691
- SEC number
- 801-14235
- Assets under management
- $1.8T as of Jun 29, 2026
- Website
- www.merrilledge.com/GUIDED-INVESTING ↗
- Phone
- 800-637-7455
- Firm location
- New York, NY, 10036
Employment history (10)
From the source registration record · current first
-
Feb 6, 2024 → present
-
start not retrieved → present
-
The Huntington Investment CompanyIA capacityMar 17, 2006 → Jan 16, 2015
-
The Huntington Investment CompanyBD capacityFeb 17, 2004 → Jan 16, 2015
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Northwestern Mutual Investment Services, LLCBD capacitySep 28, 2001 → Jan 27, 2004
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Robert W. Baird & Co. IncorporatedBD capacitySep 28, 2001 → Jan 1, 2002
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Fb Equity Sales Corporation Of MichiganBD capacityJul 10, 1997 → Sep 18, 2001
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The Lincoln National Life Insurance CompanyBD capacitySep 17, 1992 → Oct 18, 1996
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Lincoln Financial Advisors CorporationBD capacitySep 17, 1992 → Oct 18, 1996
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Mml Investors Services, Inc.BD capacityApr 13, 1988 → Jul 31, 1992
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.