Alexander Leaming Bartol

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (4)

SIESeries 7Series 65Series 63

Registered states (28)

Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Illinois · Indiana · Kansas · Louisiana · Maine · Maryland · Massachusetts · Michigan · Nevada · New Hampshire · New Jersey · New York · North Carolina · Pennsylvania · Rhode Island · South Carolina · Texas · Vermont · Virginia · Washington

Years in the industry (source record)

36

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Wells Fargo Advisors

Firm CRD

19616

SEC number

801-37967

Assets under management

$671.4B as of Jun 23, 2026

Website

www.twitter.com/WFINVESTING ↗

Phone

314-875-3000

Firm location

St. Louis, MO, 63103-2205

Employment history (19)

From the source registration record · current first

• Wells Fargo AdvisorsCurrent

  Raleigh, NC · IA capacity
  start not retrieved → present
• Wells Fargo Clearing Services, LLCCurrent

  Raleigh, NC · BC capacity
  start not retrieved → present
• Axa Advisors, LLC

  Raleigh, NC · IA capacity
  Jun 23, 2003 → Oct 13, 2017
• Axa Advisors, LLC

  Raleigh, NC · BC capacity
  Jun 9, 2003 → Oct 13, 2017
• Lincoln Financial Advisors Corporation

  Cary, NC · IA capacity
  Dec 31, 2001 → Jun 11, 2003
• The Lincoln National Life Insurance Company

  Fort Wayne, IN · BC capacity
  Aug 21, 2000 → Jun 11, 2003
• Lincoln Financial Advisors Corporation

  Fort Wayne, IN · BC capacity
  Aug 21, 2000 → Jun 11, 2003
• Metropolitan Life Insurance Company

  New York, NY · BC capacity
  Jun 2, 2000 → Aug 16, 2000
• Metlife Securities Inc.

  Springfield, MA · BC capacity
  Jun 2, 2000 → Aug 16, 2000
• Fulcrum Financial Advisors, Inc.

  Boston, MA · BC capacity
  Feb 19, 1999 → May 31, 2000
• Crispin Koehler Securities

  Tampa, FL · BC capacity
  Jul 30, 1996 → Apr 1, 1998
• Sentra Securities Corporation

  Phoenix, AZ · BC capacity
  Jan 5, 1996 → Jun 19, 1996
• Pim Financial Services, Inc.

  San Marcos, CA · BC capacity
  Jul 20, 1993 → Jan 4, 1996
• Commonwealth Equity Services, Inc.

  Waltham, MA · BC capacity
  Jul 24, 1992 → Jun 11, 1993
• W. S. Griffith & Co., Inc.

  Hartford, CT · BC capacity
  Jan 11, 1991 → Jul 10, 1991
• Home Life Insurance Company

  BC capacity
  Jan 11, 1991 → Jul 10, 1991
• Pw Securities, Inc.

  BC capacity
  Nov 2, 1989 → Jan 2, 1991
• State Bond Sales Corporation

  Minot, ND · BC capacity
  Jul 11, 1988 → Nov 7, 1989
• The Stuart-James Company, Incorporated

  BC capacity
  Apr 20, 1988 → Jul 7, 1988

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.