Francine Christine Eaves-Ranft
Also appears in the source record as: Francine C Eaves; Francine Christine Eaves; Francine Eaves-Ranft; Francine Ranft; Francine Christine Ranft-Eaves
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (8)
- SIESeries 31Series 7Series 9Series 10Series 24Series 66Series 63
- Registered states (53)
- Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
- Years in the industry (source record)
- 33
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 1806805 contains one or more disclosure events as of Aug 20, 2026.
findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:
Current firm
From the firm record
- Firm
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Firm CRD
- 7691
- SEC number
- 801-14235
- Assets under management
- $1.8T as of Jun 29, 2026
- Website
- www.merrilledge.com/GUIDED-INVESTING ↗
- Phone
- 800-637-7455
- Firm location
- New York, NY, 10036
Employment history (19)
From the source registration record · current first
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start not retrieved → present
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start not retrieved → present
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Hornor, Townsend & Kent, Inc.Horsham, PA · IA capacityOct 30, 2015 → Jul 15, 2016
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Hornor, Townsend & Kent, Inc.Horsham, PA · BC capacityOct 1, 2015 → Jul 15, 2016
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Summit Brokerage Services, Inc.Denver, CO · BC capacitySep 11, 2015 → Sep 24, 2015
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Cetera Investment Advisers LLCDenver, CO · IA capacityJul 25, 2012 → Sep 24, 2015
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Cetera Advisor Networks LLCDenver, CO · IA capacityJul 25, 2012 → Sep 24, 2015
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Cetera Investment Services LLCDenver, CO · BC capacityJul 18, 2012 → Sep 24, 2015
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Cetera Financial Specialists LLCDenver, CO · BC capacityJul 18, 2012 → Sep 24, 2015
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Cetera Advisor Networks LLCDenver, CO · BC capacityJul 18, 2012 → Sep 24, 2015
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Cetera Advisors LLCDenver, CO · IA capacityMay 13, 2010 → Sep 24, 2015
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Cetera Advisors LLCDenver, CO · BC capacityMay 12, 2010 → Sep 24, 2015
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Cetera Investment Services LLCDenver, CO · IA capacityJul 25, 2012 → Feb 6, 2014
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Securities America, Inc.Denver, CO · BC capacityApr 8, 2008 → May 6, 2010
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H&r Block Financial Advisors, Inc.Denver, CO · BC capacityMay 5, 2003 → Feb 22, 2008
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National Planning CorporationLos Angeles, CA · BC capacityNov 19, 2001 → Aug 7, 2002
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E*trade Securities, IncorporatedJersey City, NJ · BC capacityMar 7, 2001 → Aug 24, 2001
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First Union Securities, Inc.St. Louis, MO · BC capacityNov 29, 1993 → Feb 12, 2001
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Kemper Clearing Corp.Milwaukee, WI · BC capacityAug 26, 1991 → Oct 5, 1993
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.