Joel Miguel Coleman

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (11)

SIESeries 3Series 31Series 7Series 52Series 9Series 10Series 24Series 8Series 65Series 63

Registered states (32)

Arizona · Arkansas · California · Colorado · Florida · Georgia · Hawaii · Illinois · Indiana · Kentucky · Maine · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Nebraska · Nevada · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Virginia · Washington

Years in the industry (source record)

35

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Wells Fargo Advisors

Firm CRD

19616

SEC number

801-37967

Assets under management

$671.4B as of Jun 23, 2026

Website

www.twitter.com/WFINVESTING ↗

Phone

314-875-3000

Firm location

St. Louis, MO, 63103-2205

Employment history (22)

From the source registration record · current first

• Wells Fargo Clearing Services, LLCCurrent

  Indianapolis, IN · BC capacity
  start not retrieved → present
• Wells Fargo Clearing Services, LLCCurrent

  Birmingham, MI · IA capacity
  start not retrieved → present
• Wells Fargo Clearing Services, LLCCurrent

  Birmingham, MI · IA capacity
  start not retrieved → present
• Wells Fargo Clearing Services, LLCCurrent

  Grosse Pointe Farms, MI · IA capacity
  start not retrieved → present
• Wells Fargo Clearing Services, LLCCurrent

  Indianapolis, IN · IA capacity
  start not retrieved → present
• Wells Fargo Clearing Services, LLCCurrent

  Indianapolis, IN · IA capacity
  start not retrieved → present
• Wells Fargo AdvisorsCurrent

  Birmingham, MI · IA capacity
  start not retrieved → present
• Wells Fargo AdvisorsCurrent

  Birmingham, MI · IA capacity
  start not retrieved → present
• Wells Fargo AdvisorsCurrent

  Grosse Pointe Farms, MI · IA capacity
  start not retrieved → present
• Wells Fargo AdvisorsCurrent

  Indianapolis, IN · IA capacity
  start not retrieved → present
• Wells Fargo AdvisorsCurrent

  Indianapolis, IN · IA capacity
  start not retrieved → present
• Morgan Stanley Smith Barney LLC

  Greenwood Village, CO · IA capacity
  Jun 1, 2009 → Jul 13, 2012
• Morgan Stanley Smith Barney

  Greenwood Village, CO · BC capacity
  Jun 1, 2009 → Jul 13, 2012
• Morgan Stanley & Co. Incorporated

  Colorado Springs, CO · IA capacity
  Apr 2, 2007 → Jun 1, 2009
• Morgan Stanley & Co. Incorporated

  Colorado Springs, CO · BC capacity
  Apr 2, 2007 → Jun 1, 2009
• Morgan Stanley

  Colorado Springs, CO · IA capacity
  Aug 21, 2006 → Apr 2, 2007
• Morgan Stanley Dw Inc.

  Colorado Springs, CO · BC capacity
  Aug 21, 2006 → Apr 2, 2007
• H&r Block Financial Advisors, Inc.

  Colorado Springs, CO · IA capacity
  Jun 24, 2003 → Aug 29, 2006
• H&r Block Financial Advisors, Inc.

  Colorado Springs, CO · BC capacity
  Sep 27, 1995 → Aug 29, 2006
• Rsm Mcgladrey, Inc.

  Denver, CO · IA capacity
  Mar 25, 2003 → Jun 25, 2003
• Painewebber Incorporated

  Weehawken, NJ · BC capacity
  May 15, 1989 → Feb 11, 1993
• The Stuart-James Company, Incorporated

  BC capacity
  Apr 20, 1988 → Jun 15, 1989

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.