Joseph Marrocco

CRD 1811952 · J.P. Morgan Securities LLC · Boston, MA

IA RegisteredBroker

Also appears in the source record as: Joseph Nicholas Marrocco; Joseph Nicholas Morrocco

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 63
Registered states (35): Alabama · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Illinois · Iowa · Kansas · Maine · Maryland · Massachusetts · Minnesota · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Pennsylvania · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 38
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1811952 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (9)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Boston, MA · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Boston, MA · BC capacity

start not retrieved → present
Ubs Financial Services Inc.
Rockland, MA · IA capacity

Feb 14, 2011 → Jun 12, 2018
Ubs Financial Services Inc.
Rockland, MA · BC capacity

Dec 16, 2010 → Jun 12, 2018
Wells Fargo Advisors, LLC
Norwell, MA · BC capacity

Feb 10, 2006 → Dec 17, 2010
Morgan Stanley Dw Inc.
Purchase, NY · BC capacity

Aug 24, 2001 → Feb 14, 2006
Morgan Stanley
Norwell, MA · IA capacity

Dec 16, 2002 → Feb 19, 2004
Salomon Smith Barney Inc.
New York, NY · BC capacity

Jun 20, 1996 → Sep 7, 2001
Merrill Lynch, Pierce, Fenner & Smith Incorporated
New York, NY · BC capacity

Jun 21, 1988 → Jun 25, 1996

Source & corrections

Where this page comes from

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