Roderick Orville Agard

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (7)

SIESeries 7Series 10Series 4Series 24Series 66Series 63

Registered states (1)

Georgia

Years in the industry (source record)

32

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Wells Fargo Advisors

Firm CRD

19616

SEC number

801-37967

Assets under management

$671.4B as of Jun 23, 2026

Website

www.twitter.com/WFINVESTING ↗

Phone

314-875-3000

Firm location

St. Louis, MO, 63103-2205

Employment history (18)

From the source registration record · current first

• Wells Fargo Clearing Services, LLCCurrent

  Athens, GA · BC capacity
  start not retrieved → present
• Wells Fargo Clearing Services, LLCCurrent

  Athens, GA · IA capacity
  start not retrieved → present
• Wells Fargo AdvisorsCurrent

  Athens, GA · IA capacity
  start not retrieved → present
• Merrill Lynch, Pierce, Fenner & Smith Incorporated

  Atlanta, GA · IA capacity
  Jun 30, 2015 → Sep 19, 2023
• Merrill Lynch, Pierce, Fenner & Smith Incorporated

  Snellville, GA · BC capacity
  Jun 17, 2015 → Sep 19, 2023
• E*trade Capital Management, LLC

  Arlington, VA · IA capacity
  May 29, 2009 → May 20, 2015
• E*trade Securities LLC

  Alpharetta, GA · BC capacity
  Mar 22, 2004 → May 20, 2015
• Mclaughlin, Piven, Vogel Securities, Inc.

  New York, NY · BC capacity
  Dec 15, 1998 → May 20, 1999
• First Atlanta Securities, LLC

  Destin, FL · BC capacity
  Aug 27, 1998 → Nov 24, 1998
• Mason Hill & Co., Inc.

  New York, NY · BC capacity
  Feb 11, 1997 → Aug 11, 1998
• Continental Broker-Dealer Corp.

  Carle Place, NY · BC capacity
  Jan 23, 1997 → Feb 18, 1997
• Reich & Co., Inc.

  BC capacity
  Jul 29, 1992 → Nov 2, 1993
• Donald & Co. Securities Inc.

  Tinton Falls, NJ · BC capacity
  Aug 28, 1991 → Aug 4, 1992
• S. D. Cohn & Co., Inc.

  Hauppauge, NY · BC capacity
  Jan 24, 1991 → Aug 29, 1991
• V P Securities, Inc.

  BC capacity
  Nov 21, 1989 → Feb 11, 1991
• William M. Cadden & Co., Inc.

  BC capacity
  Mar 31, 1989 → Nov 20, 1989
• Investors Center, Inc.

  BC capacity
  Jun 9, 1988 → Mar 10, 1989
• Oppenheimer & Co., Inc.

  BC capacity
  May 5, 1988 → May 13, 1988

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.