Donald C Fung

CRD 1819987 · Morgan Stanley · Menlo Park, CA

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 63SIESeries 3Series 7
Registered states (40): Alabama · Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oregon · Pennsylvania · South Dakota · Tennessee · Texas · Utah · Virginia · Washington · Wyoming
Years in the industry (source record): 38
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1819987 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (11)

From the source registration record · current first

Morgan StanleyCurrent
Menlo Park, CA · IA capacity

Mar 24, 2017 → present
J.P. Morgan Securities LLC
IA capacity

Apr 23, 2003 → Mar 28, 2017
J.P. Morgan Securities LLC
BD capacity

Mar 4, 2003 → Mar 28, 2017
Credit Suisse First Boston LLC
BD capacity

Jan 17, 2003 → Mar 12, 2003
Credit Suisse First Boston
IA capacity

Jan 17, 2003 → Mar 12, 2003
Ubs International Inc.
BD capacity

Feb 28, 2003 → Mar 4, 2003
Ubs International Inc.
IA capacity

Feb 28, 2003 → Mar 4, 2003
Donaldson Lufkin & Jenrette Securities Corporation
IA capacity

Jul 8, 1997 → Jan 17, 2003
Donaldson, Lufkin & Jenrette Securities Corporation
BD capacity

Feb 22, 1994 → Jan 17, 2003
Dean Witter Reynolds Inc.
BD capacity

Aug 25, 1988 → Mar 17, 1994
Baraban Securities, Inc.
BD capacity

Apr 19, 1988 → Sep 9, 1988

Source & corrections

Where this page comes from

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