Cathy Diane Shattuck

CRD 1822443 · Morgan Stanley · Bainbridge Island, WA

IA RegisteredBroker

Also appears in the source record as: Cathy Diane Flynn; Cathy Diane Mcknight; Cathy D Shattuck

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 65Series 63SIESeries 7
Registered states (24): Alaska · Arizona · California · Colorado · Florida · Hawaii · Idaho · Illinois · Maine · Maryland · Michigan · Missouri · Montana · Nevada · New York · Ohio · Oklahoma · Oregon · South Carolina · Tennessee · Utah · Vermont · Virginia · Washington
Years in the industry (source record): 38
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1822443 contains one or more disclosure events as of Aug 20, 2026.

findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:

FINRA BrokerCheck ↗ · SEC IAPD ↗

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (6)

From the source registration record · current first

Morgan StanleyCurrent
Bainbridge Island, WA · IA capacity

Feb 20, 2024 → present
Rbc Capital Markets, LLC
IA capacity

Apr 11, 2003 → Aug 19, 2025
Rbc Capital Markets, LLC
BD capacity

Apr 11, 2003 → Mar 1, 2024
Citigroup Global Markets Inc.
IA capacity

Jun 9, 1994 → Apr 25, 2003
Citigroup Global Markets Inc.
BD capacity

May 20, 1994 → Apr 25, 2003
Prudential Securities Incorporated
BD capacity

Apr 19, 1988 → May 12, 1994

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 1822443 ↗ FINRA BrokerCheck record for CRD 1822443 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.