Christopher Micco

CRD 1825222 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Napa, CA

IA RegisteredBroker

Also appears in the source record as: Christopher Cordova; Christopher Anthony Micco; Chris Micco

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 65Series 63Series 7TOSIESeries 7Series 6Series 22
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 38
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (10)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Napa, CA · IA capacity

Jun 10, 2024 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Napa, CA · BC capacity

start not retrieved → present
Kingswood Capital Partners, LLC
BD capacity

Jan 13, 2024 → Jun 5, 2024
Wells Fargo Investments, LLC
IA capacity

Jun 17, 2002 → May 13, 2003
Wells Fargo Investments, LLC
BD capacity

Oct 2, 2001 → May 13, 2003
Citicorp Investment Services
BD capacity

Nov 30, 1995 → Oct 1, 2001
Wells Fargo Securities Inc.
BD capacity

Oct 25, 1993 → Nov 17, 1995
Marketing One Securities, Inc.
BD capacity

Apr 27, 1993 → Oct 25, 1993
Great Western Financial Securities Corporation
BD capacity

Nov 4, 1991 → May 4, 1993
Liquidity Fund Investment Corporation
BD capacity

Sep 6, 1988 → Nov 29, 1990

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 1825222 ↗ FINRA BrokerCheck record for CRD 1825222 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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