Timothy Joseph Farrell

CRD 1836327 · Wells Fargo Advisors · Naples, FL

IA RegisteredBroker

Also appears in the source record as: Tim Farrell

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (12): Series 99TOSIESeries 55Series 7Series 24Series 10Series 9Series 23Series 4Series 8Series 65Series 63
Registered states (4): Arkansas · Florida · Massachusetts · Utah
Years in the industry (source record): 37
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (7)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Naples, FL · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Naples, FL · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Naples, FL · IA capacity

start not retrieved → present
Muriel Siebert & Co., Inc.
Boca Raton, FL · BC capacity

Dec 24, 1997 → Mar 21, 2012
Griffin Financial Services
BC capacity

May 22, 1997 → Dec 11, 1997
Waterhouse Securities, Inc.
Omaha, NE · BC capacity

Jun 16, 1989 → Apr 29, 1997
Investacorp, Inc.
BC capacity

May 25, 1988 → Dec 31, 1988

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 1836327 ↗ FINRA BrokerCheck record for CRD 1836327 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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