Scott Stephen Tracy
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (5)
- Series 66Series 65Series 63SIESeries 7
- Registered states (32)
- Alabama · Arizona · California · Colorado · District Of Columbia · Florida · Georgia · Illinois · Indiana · Kansas · Maine · Maryland · Michigan · Minnesota · Missouri · Nebraska · New Jersey · New Mexico · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin
- Years in the industry (source record)
- 38
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 1844341 contains one or more disclosure events as of Aug 20, 2026.
findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:
Current firm
From the firm record
- Firm
- Edward Jones
- Firm CRD
- 250
- SEC number
- 801-3297
- Assets under management
- $1.0T as of Jun 29, 2026
- Website
- www.twitter.com/EDWARDJONES ↗
- Phone
- 314-515-2000
- Firm location
- St. Louis, MO, 63131
Employment history (9)
From the source registration record · current first
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Mar 2, 2007 → present
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start not retrieved → present
-
A. G. Edwards & Sons, Inc.IA capacityJun 27, 2003 → Dec 19, 2003
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A. G. Edwards & Sons, Inc.BD capacityFeb 6, 2003 → Dec 19, 2003
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Cibc World Markets Corp.BD capacityApr 22, 1998 → Apr 24, 2001
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Bear, Stearns & Co. Inc.BD capacityMar 30, 1993 → Apr 1, 1998
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Gruntal & Co. IncorporatedBD capacityApr 10, 1992 → Mar 26, 1993
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Lehman Brothers Inc.BD capacityJul 23, 1990 → May 4, 1992
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Lehman Brothers Inc.BD capacityJun 22, 1988 → May 4, 1992
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.