Timothy Llewellyn Pearce

CRD 1849011 · Morgan Stanley · Lisle, IL

IA RegisteredBroker

Also appears in the source record as: Timothy L Pearce

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (11): Series 66Series 63Series 10Series 9Series 53Series 24Series 52TOSIESeries 7Series 3Series 6
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 38
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (18)

From the source registration record · current first

Morgan StanleyCurrent
Lisle, IL · IA capacity

Jul 3, 2019 → present
Northern Trust Securities, Inc.
BD capacity

Dec 6, 2013 → Feb 9, 2016
David A. Noyes & Company
BD capacity

Aug 1, 2012 → Oct 11, 2013
Robert W. Baird & Co. Incorporated
BD capacity

Jun 30, 2011 → May 29, 2012
Robert W. Baird & Co. Incorporated
IA capacity

Jun 30, 2011 → May 29, 2012
Chase Investment Services Corp.
IA capacity

Nov 9, 2010 → Jun 28, 2011
Chase Investment Services Corp.
BD capacity

Sep 22, 2009 → Jun 28, 2011
Ubs Financial Services Inc.
BD capacity

May 9, 2007 → Jun 25, 2009
Vision Investment Services, Inc.
BD capacity

Jul 17, 2006 → Apr 16, 2007
Cuna Brokerage Services, Inc.
BD capacity

Oct 8, 2004 → May 5, 2006
Vision Investment Services, Inc.
BD capacity

Oct 4, 1999 → Aug 18, 2004
Invest Financial Corporation
BD capacity

Feb 12, 2004 → Jul 1, 2004
Focused Investments L.L.C.
BD capacity

Jan 20, 1998 → Oct 1, 1999
First Chicago Nbd Investment Services, Inc.
BD capacity

Mar 1, 1996 → Jul 23, 1997
Essex National Securities, Inc.
BD capacity

Mar 4, 1993 → Mar 6, 1996
Linsco/Private Ledger Corp.
BD capacity

Sep 12, 1990 → Mar 17, 1993
Kanon Bloch Carre & Co., Inc.
BD capacity

Aug 11, 1989 → Sep 18, 1990
First Investors Corporation
BD capacity

Jul 8, 1988 → Jan 27, 1990

Source & corrections

Where this page comes from

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