Dianne M Erbas

CRD 1849908 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Yardley, PA

Broker

Also appears in the source record as: Dianne Mary Erbas; Dianne Erbas; Dianne M Petrosini; Dianne Mary Petrosini

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Not registered in this capacity
Exams passed (3): SIESeries 7Series 63
Registered states (1): Pennsylvania
Years in the industry (source record): 29
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (7)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Yardley, PA · BC capacity

start not retrieved → present
Janney Montgomery Scott LLC
Yardley, PA · BC capacity

Apr 12, 2007 → Jun 14, 2018
Waddell & Reed, Inc.
Yardley, PA · BC capacity

Feb 2, 2007 → Apr 17, 2007
Wachovia Securities, LLC
Yardley, PA · BC capacity

May 1, 2006 → Sep 27, 2006
Metropolitan Life Insurance Company
New York, NY · BC capacity

Oct 31, 2005 → Apr 21, 2006
Metlife Securities Inc.
Springfield, MA · BC capacity

Oct 31, 2005 → Apr 21, 2006
Citicorp Investment Services
Long Island City, NY · BC capacity

Feb 10, 1998 → Sep 21, 1998

Source & corrections

Where this page comes from

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