Edward Francis Mcauliffe

CRD 1850077 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Wellesley Hills, MA

IA RegisteredBroker

Also appears in the source record as: Ted Mcauliffe

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (11): Series 52TOSIESeries 31Series 7Series 10Series 9Series 4Series 53Series 24Series 65Series 63
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 35
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1850077 contains one or more disclosure events as of Aug 20, 2026.

findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:

FINRA BrokerCheck ↗ · SEC IAPD ↗

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (10)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Wellesley Hills, MA · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Wellesley Hills, MA · BC capacity

start not retrieved → present
Banc Of America Investment Services, Inc.
Newton, MA · IA capacity

Oct 20, 2004 → Oct 23, 2009
Banc Of America Investment Services, Inc.
Newton, MA · BC capacity

Oct 20, 2004 → Oct 23, 2009
Quick & Reilly, Inc.
Newton, MA · IA capacity

Aug 19, 2004 → Oct 20, 2004
Quick & Reilly, Inc.
New York, NY · BC capacity

May 10, 2002 → Oct 20, 2004
Janney Montgomery Scott LLC
Philadelphia, PA · BC capacity

Mar 22, 2000 → May 30, 2002
Back Bay Capital, Inc.
San Diego, CA · BC capacity

Mar 15, 1999 → Mar 21, 2000
Gruntal & Co., L.L.C.
New York, NY · BC capacity

May 14, 1992 → Mar 26, 1999
Hibbard Brown & Co., Inc.
New York, NY · BC capacity

Jul 26, 1991 → May 13, 1992

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 1850077 ↗ FINRA BrokerCheck record for CRD 1850077 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.