Gordon Patterson
Also appears in the source record as: Gordon Lee Tiy Patterson; Gordon Leetiy Patterson
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Inactive
- Exams passed (5)
- SIESeries 55Series 7Series 24Series 63
- Registered states (1)
- North Carolina
- Years in the industry (source record)
- 27
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 1851467 contains one or more disclosure events as of Aug 20, 2026.
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Current firm
From the firm record
- Firm
- Wells Fargo Advisors
- Firm CRD
- 19616
- SEC number
- 801-37967
- Assets under management
- $671.4B as of Jun 23, 2026
- Website
- www.twitter.com/WFINVESTING ↗
- Phone
- 314-875-3000
- Firm location
- St. Louis, MO, 63103-2205
Employment history (16)
From the source registration record · current first
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start not retrieved → present
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start not retrieved → present
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Merrill Lynch, Pierce, Fenner & Smith IncorporatedCharlotte, NC · BC capacityJun 3, 2010 → Nov 12, 2010
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International Financial Solutions, Inc.Atlanta, GA · BC capacityMay 12, 2010 → Jun 4, 2010
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E*trade Securities LLCCharlotte, NC · BC capacityMay 24, 2007 → May 8, 2008
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Wm Financial Services, Inc.New York, NY · BC capacityJan 12, 2006 → May 3, 2006
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A.B. Watley, Inc.New York, NY · BC capacitySep 13, 2002 → Feb 3, 2004
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Spear, Leeds & Kellogg, L.P.New York, NY · BC capacityOct 6, 1997 → Jun 11, 2001
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National Discount BrokersOmaha, NE · BC capacityOct 4, 1995 → Sep 19, 1997
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Citicorp Investment ServicesLong Island City, NY · BC capacityJan 16, 1992 → Jan 14, 1994
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Charles Schwab & Co., Inc.Westlake, TX · BC capacityApr 4, 1991 → Jun 26, 1991
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D. H. Blair & Co., Inc.New York, NY · BC capacityJan 11, 1991 → Apr 12, 1991
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Advest, Inc.Hartford, CT · BC capacityJun 20, 1990 → Oct 26, 1990
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Gruntal & Co. IncorporatedNew York, NY · BC capacityFeb 6, 1990 → Jul 5, 1990
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J. W. Gant & Associates, Inc.BC capacityAug 10, 1989 → Jan 5, 1990
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The Stuart-James Company, IncorporatedDenver, CO · BC capacityJul 18, 1989 → Aug 21, 1989
Source & corrections
Where this page comes from
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Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.