Richard Letchworth

CRD 1855280 · Wells Fargo Advisors · Charlotte, NC

IA RegisteredBroker

Also appears in the source record as: Richard S Letchworth; Richard Stephen Letchworth; Richard Steve Letchworth

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): SIESeries 31Series 7Series 6Series 9Series 10Series 66Series 63
Registered states (1): North Carolina
Years in the industry (source record): 26
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 11025
SEC number: 801-57434
Assets under management: $252.3B as of Jun 3, 2026
Website: stories.wf.com ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (13)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Charlotte, NC · BC capacity

start not retrieved → present
Wells Fargo Advisors Financial Network, LLCCurrent
Charlotte, NC · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Charlotte, NC · IA capacity

start not retrieved → present
Wells Fargo Advisors Financial Network, LLCCurrent
Charlotte, NC · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Charlotte, NC · IA capacity

start not retrieved → present
First Clearing, LLC
St. Louis, MO · BC capacity

Dec 9, 2014 → Nov 18, 2016
Edward Jones
Myrtle Beach,, SC · IA capacity

Jun 28, 2010 → Dec 20, 2010
Edward Jones
Myrtle Beach,, SC · BC capacity

Jun 14, 2010 → Dec 20, 2010
The Strategic Alliance Corporation
Albemarle, NC · BC capacity

Sep 20, 1999 → Jan 11, 2000
The Lincoln National Life Insurance Company
Fort Wayne, IN · BC capacity

Sep 27, 1990 → Sep 9, 1992
Lincoln Financial Advisors Corporation
Fort Wayne, IN · BC capacity

Sep 27, 1990 → Sep 9, 1992
The Prudential Insurance Company Of America
Newark, NJ · BC capacity

Aug 8, 1988 → Aug 31, 1990
Pruco Securities Corporation
Newark, NJ · BC capacity

Aug 8, 1988 → Aug 31, 1990

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 1855280 ↗ FINRA BrokerCheck record for CRD 1855280 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.