Todd Muncy

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (6)

Series 66Series 63Series 10Series 9SIESeries 7

Registered states (52)

Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming

Years in the industry (source record)

38

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Fidelity Brokerage Services LLC

Firm CRD

7784

SEC number

Not yet retrieved from the source record

Assets under management

Not yet retrieved from the source record

Website

Not yet retrieved from the source record

Phone

Not yet retrieved from the source record

Firm location

Not yet retrieved from the source record

Employment history (26)

From the source registration record · current first

• Strategic Advisers LLCCurrent

  Phoenix, AZ · IA capacity
  Mar 31, 2025 → present
• Fidelity Brokerage Services LLCCurrent

  Phoenix, AZ · BD capacity
  Mar 3, 2022 → present
• Fidelity Brokerage Services LLCCurrent

  Smithfield, RI · BC capacity
  start not retrieved → present
• Fidelity Personal And Workplace Advisors

  IA capacity
  Mar 11, 2022 → Mar 31, 2025
• Vanguard Marketing Corporation

  BD capacity
  Mar 20, 2018 → Sep 8, 2021
• Vanguard Advisers, Inc.

  IA capacity
  Mar 20, 2018 → Sep 8, 2021
• Td Ameritrade, Inc.

  IA capacity
  Feb 27, 2018 → Feb 28, 2018
• Td Ameritrade, Inc.

  BD capacity
  Feb 26, 2018 → Feb 28, 2018
• Td Ameritrade Investment Management, LLC

  IA capacity
  Feb 26, 2018 → Feb 28, 2018
• Scottrade Investment Management

  IA capacity
  Sep 7, 2016 → Feb 26, 2018
• Scottrade, Inc.

  BD capacity
  Aug 22, 2016 → Feb 26, 2018
• Wells Fargo Advisors, LLC

  IA capacity
  May 6, 2014 → Aug 26, 2014
• Wells Fargo Advisors, LLC

  BD capacity
  Apr 17, 2014 → Aug 26, 2014
• Merrill Lynch, Pierce, Fenner & Smith Incorporated

  IA capacity
  Oct 4, 2010 → Nov 8, 2013
• Merrill Lynch, Pierce, Fenner & Smith Incorporated

  BD capacity
  Sep 27, 2010 → Nov 8, 2013
• Usaa Financial Planning Services

  IA capacity
  May 12, 2010 → Sep 15, 2010
• Usaa Financial Advisors, Inc.

  BD capacity
  Apr 30, 2010 → Sep 15, 2010
• Charles Schwab & Co., Inc.

  BD capacity
  Jul 17, 2006 → Mar 18, 2010
• Charles Schwab & Co., Inc.

  IA capacity
  Jul 17, 2006 → Mar 18, 2010
• Chase Investment Services Corp.

  BD capacity
  Feb 20, 2006 → Jun 22, 2006
• Terra Securities Corporation

  BD capacity
  Mar 28, 2003 → Mar 15, 2004
• Charles Schwab & Co., Inc.

  BD capacity
  Mar 22, 1995 → Jul 31, 2001
• Smith Barney Inc.

  BD capacity
  Jul 31, 1993 → Feb 8, 1995
• Lehman Brothers Inc.

  BD capacity
  Sep 23, 1991 → Jul 31, 1993
• R A F Financial Corporation

  BD capacity
  Jul 8, 1991 → Oct 1, 1991
• The Stuart-James Company, Incorporated

  BD capacity
  Aug 17, 1988 → Aug 11, 1989

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.