Gurminder Kaur Multani

CRD 1858104 · Morgan Stanley · Alpharetta, GA

IA RegisteredBroker

Also appears in the source record as: Grace G Multani; Grace K Multani; Grace Puri Multani; Grace Multani

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 66Series 63SIESeries 7
Registered states (17): Arizona · California · Florida · Georgia · Illinois · Louisiana · Maryland · Michigan · Mississippi · New Jersey · New York · North Carolina · Ohio · South Carolina · Tennessee · Texas · Wyoming
Years in the industry (source record): 31
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (12)

From the source registration record · current first

Morgan StanleyCurrent
Alpharetta, GA · IA capacity

Mar 10, 2021 → present
Wells Fargo Clearing Services, LLC
IA capacity

Apr 29, 2013 → Mar 16, 2021
Wells Fargo Clearing Services, LLC
BD capacity

Apr 24, 2013 → Mar 16, 2021
Ameriprise Financial Services, Inc.
IA capacity

May 9, 2011 → Apr 1, 2013
Ameriprise Financial Services, Inc.
BD capacity

Apr 22, 2011 → Apr 1, 2013
Charles Schwab & Co., Inc.
BD capacity

Nov 3, 2005 → Feb 21, 2007
Charles Schwab & Co., Inc.
IA capacity

Nov 3, 2005 → Feb 21, 2007
Ameriprise Financial Services, Inc.
IA capacity

Dec 15, 1997 → Oct 25, 2005
Ids Life Insurance Company
BD capacity

Mar 26, 1997 → Oct 25, 2005
Ameriprise Financial Services, Inc.
BD capacity

Mar 26, 1997 → Oct 25, 2005
Ids Life Insurance Company
BD capacity

Feb 6, 1995 → Nov 15, 1996
American Express Financial Advisors Inc.
BD capacity

Feb 6, 1995 → Nov 15, 1996

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 1858104 ↗ FINRA BrokerCheck record for CRD 1858104 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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