Michael Stephen Costantini

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (6)

Series 66Series 63Series 26Series 24SIESeries 7

Registered states (53)

Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming

Years in the industry (source record)

38

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Fidelity Brokerage Services LLC

Firm CRD

7784

SEC number

Not yet retrieved from the source record

Assets under management

Not yet retrieved from the source record

Website

Not yet retrieved from the source record

Phone

Not yet retrieved from the source record

Firm location

Not yet retrieved from the source record

Employment history (21)

From the source registration record · current first

• Strategic Advisers LLCCurrent

  Tampa, FL · IA capacity
  Mar 31, 2025 → present
• Fidelity Brokerage Services LLCCurrent

  Tampa, FL · BD capacity
  Jun 15, 2021 → present
• Fidelity Brokerage Services LLCCurrent

  Jacksonville, FL · BC capacity
  start not retrieved → present
• Fidelity Personal And Workplace Advisors

  IA capacity
  Jun 28, 2021 → Mar 31, 2025
• Cetera Advisor Networks LLC

  BD capacity
  Sep 20, 2019 → May 12, 2021
• Summit Financial Group Inc

  IA capacity
  Sep 4, 2019 → May 12, 2021
• Summit Brokerage Services, Inc.

  BD capacity
  Aug 6, 2019 → Sep 20, 2019
• Global Financial Private Capital, LLC

  IA capacity
  Apr 4, 2017 → Jul 8, 2019
• G.F. Investment Services, LLC

  BD capacity
  May 1, 2017 → Apr 17, 2019
• Fdx Capital LLC

  BD capacity
  Sep 15, 2015 → Mar 29, 2017
• Catalyst Mutuals Fund Distributors LLC

  BD capacity
  Aug 31, 2015 → Sep 14, 2015
• Alps Distributors, Inc.

  BD capacity
  Aug 1, 2011 → Aug 31, 2015
• Foreside Fund Services, LLC

  BD capacity
  Mar 13, 2009 → Aug 1, 2011
• Summit Financial Group Inc

  IA capacity
  Apr 25, 2008 → Oct 28, 2008
• Summit Brokerage Services, Inc.

  BD capacity
  Apr 21, 2008 → Oct 28, 2008
• Mbsc Securities Corporation

  IA capacity
  Jun 15, 2005 → Apr 2, 2008
• Mbsc Securities Corporation

  BD capacity
  May 20, 2005 → Apr 2, 2008
• Sentinel Financial Services Company

  BD capacity
  Mar 11, 1993 → May 23, 2005
• Equity Services, Inc.

  BD capacity
  May 24, 1991 → Mar 24, 1993
• Hartford Equity Sales Company Inc.

  BD capacity
  May 11, 1989 → Aug 12, 1991
• Blinder, Robinson & Co., Inc.

  BD capacity
  Jul 25, 1988 → Oct 3, 1988

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.