Marjorie Santoliquido

CRD 1859721 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Paramus, NJ

IA RegisteredBroker

Also appears in the source record as: Marjorie Rebecca Manning; Marjorie Manning; Marjorie M Santoliquido; Marjorie Manning Santoliquido; Marjorie Rebecca Santoliquido

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 65Series 63SIESeries 3Series 7
Registered states (29): Alabama · Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Illinois · Indiana · Maine · Maryland · Massachusetts · Montana · Nebraska · Nevada · New Jersey · New York · North Carolina · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin
Years in the industry (source record): 37
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (11)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Paramus, NJ · IA capacity

Mar 17, 2017 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Paramus, NJ · BC capacity

start not retrieved → present
Morgan Stanley
IA capacity

Dec 18, 2014 → Mar 20, 2017
Morgan Stanley
BD capacity

Dec 17, 2014 → Mar 20, 2017
Barclays Capital Inc.
IA capacity

Feb 27, 2009 → Jun 20, 2014
Barclays Capital Inc.
BD capacity

Sep 22, 2008 → Jun 20, 2014
Lehman Brothers Inc.
IA capacity

Feb 14, 2008 → Oct 15, 2008
Lehman Brothers Inc.
BD capacity

Jul 11, 1996 → Sep 22, 2008
Morgan Stanley & Co., Incorporated
BD capacity

Nov 21, 1989 → Jul 9, 1996
Morgan Stanley Market Products Inc.
BD capacity

Jun 1, 1994 → May 21, 1996
Morgan Stanley Market Products Inc.
BD capacity

Mar 5, 1991 → Oct 9, 1992

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 1859721 ↗ FINRA BrokerCheck record for CRD 1859721 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.