Wayne M. Sackley
Also appears in the source record as: Wayne Mark Sackley
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (6)
- Series 66Series 63Series 26SIESeries 7Series 6
- Registered states (29)
- Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Florida · Hawaii · Idaho · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Minnesota · Montana · Nevada · New Hampshire · New York · Ohio · Oregon · Pennsylvania · South Carolina · Texas · Utah · Virginia · Washington · Wisconsin · Wyoming
- Years in the industry (source record)
- 38
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Fidelity Brokerage Services LLC
- Firm CRD
- 7784
- SEC number
- Not yet retrieved from the source record
- Assets under management
- Not yet retrieved from the source record
- Website
- Not yet retrieved from the source record
- Phone
- Not yet retrieved from the source record
- Firm location
- Not yet retrieved from the source record
Employment history (16)
From the source registration record · current first
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Mar 31, 2025 → present
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Oct 11, 2012 → present
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start not retrieved → present
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Fidelity Personal And Workplace AdvisorsIA capacityJul 13, 2018 → Mar 31, 2025
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Strategic Advisers LLCIA capacityOct 22, 2012 → Jul 13, 2018
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Axa Advisors, LLCBD capacityJul 24, 2012 → Oct 5, 2012
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Axa Advisors, LLCIA capacityJul 24, 2012 → Oct 5, 2012
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Legend Advisory CorpIA capacityApr 12, 2012 → Jul 26, 2012
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Legend Equities CorporationBD capacityNov 16, 2011 → Jul 26, 2012
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Valic Financial Advisors, Inc.BD capacityMar 27, 2000 → Oct 21, 2011
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The Variable Annuity Marketing CompanyBD capacityMar 27, 2000 → Dec 31, 2001
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Aon Securities CorporationBD capacityMar 28, 1996 → Jun 1, 2000
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Godwins Securities, Inc.BD capacityDec 24, 1992 → Dec 31, 1998
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Forth Financial Securities, CorporationBD capacityOct 19, 1994 → Mar 22, 1996
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Godwins Securities, Inc.BD capacityOct 2, 1990 → Dec 24, 1992
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H. C. Copeland And Associates Equities, Inc.BD capacityAug 4, 1988 → Oct 2, 1990
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.