Michael Mogavero

CRD 1869961 · Fidelity Brokerage Services LLC · Smithfield, RI

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 66Series 63SIESeries 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 38
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1869961 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (14)

From the source registration record · current first

Strategic Advisers LLCCurrent
Jericho, NY · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Jericho, NY · BD capacity

Mar 30, 2022 → present
Fidelity Brokerage Services LLCCurrent
Smithfield, RI · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Apr 15, 2022 → Mar 31, 2025
Nylife Securities LLC
BD capacity

Dec 18, 2015 → Mar 8, 2022
J.P. Morgan Securities LLC
BD capacity

Oct 1, 2012 → Aug 10, 2015
J.P. Morgan Securities LLC
IA capacity

Oct 1, 2012 → Aug 10, 2015
Chase Investment Services Corp.
BD capacity

Oct 28, 2011 → Oct 1, 2012
Chase Investment Services Corp.
IA capacity

Oct 28, 2011 → Oct 1, 2012
Morgan Stanley Smith Barney LLC
IA capacity

Jul 12, 2010 → Aug 26, 2011
Morgan Stanley Smith Barney
BD capacity

Jun 3, 2010 → Aug 26, 2011
Weiss, Peck & Greer, L.L.C.
BD capacity

Dec 12, 1991 → Jul 19, 2000
Wertheim Schroder & Co. Incorporated
BD capacity

Apr 16, 1990 → Dec 10, 1990
Drexel Burnham Lambert Incorporated
BD capacity

Dec 20, 1988 → Mar 12, 1990

Source & corrections

Where this page comes from

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