Sean Gannon

CRD 1874734 · Wells Fargo Advisors · St. Louis, MO

IA RegisteredBroker

Also appears in the source record as: Sean Alan Gannon

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (11): Series 52TOSeries 99TOSIESeries 7Series 6Series 10Series 9Series 53Series 24Series 65Series 63
Registered states (1): California
Years in the industry (source record): 37
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 11025
SEC number: 801-57434
Assets under management: $252.3B as of Jun 3, 2026
Website: stories.wf.com ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (19)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Roseville, CA · BC capacity

start not retrieved → present
Wells Fargo Advisors Financial Network, LLCCurrent
St. Louis, MO · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Lincoln, CA · IA capacity

start not retrieved → present
Wells Fargo Advisors Financial Network, LLCCurrent
Roseville, CA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Roseville, CA · IA capacity

start not retrieved → present
Wells Fargo Advisors Financial Network, LLCCurrent
St. Louis, MO · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Lincoln, CA · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Roseville, CA · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Roseville, CA · IA capacity

start not retrieved → present
Springer Financial Advisors
Sacramento, CA · IA capacity

Nov 30, 2015 → May 31, 2016
U.S. Bancorp Investments, Inc.
Citrus Heights, CA · IA capacity

May 26, 2010 → Apr 21, 2015
U.S. Bancorp Investments, Inc.
Citrus Heights, CA · BC capacity

May 25, 2010 → Apr 21, 2015
Citigroup Global Markets Inc.
Citrus Heights, CA · IA capacity

May 29, 2007 → May 13, 2010
Citigroup Global Markets Inc.
Citrus Heights, CA · BC capacity

May 29, 2007 → May 13, 2010
Citicorp Investment Services
Citrus Heights, CA · IA capacity

Oct 14, 2003 → May 29, 2007
Citicorp Investment Services
Citrus Heights, CA · BC capacity

Jan 21, 1998 → May 29, 2007
Great Western Financial Securities Corporation
Northridge, CA · BC capacity

Aug 21, 1992 → Jan 29, 1998
John Hancock Mutual Life Insurance Company
Boston, MA · BC capacity

Sep 28, 1988 → Nov 2, 1993
John Hancock Distributors, Inc.
Boston, MA · BC capacity

Sep 28, 1988 → Nov 2, 1993

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 1874734 ↗ FINRA BrokerCheck record for CRD 1874734 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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