Mario H Afram

CRD 1876046 · Wells Fargo Advisors · Paramus, NJ

IA RegisteredBroker

Also appears in the source record as: Mario Hanna Afram

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 65Series 63
Registered states (17): California · Connecticut · Florida · Hawaii · Illinois · Maine · Maryland · Missouri · New Jersey · New York · North Carolina · Ohio · Pennsylvania · South Carolina · Texas · Virginia · Wisconsin
Years in the industry (source record): 37
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1876046 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (14)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Paramus, NJ · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Paramus, NJ · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Paramus, NJ · IA capacity

start not retrieved → present
Ubs Financial Services Inc.
Paramus, NJ · IA capacity

Dec 2, 2011 → Jul 5, 2022
Ubs Financial Services Inc.
Paramus, NJ · BC capacity

Dec 2, 2011 → Jul 5, 2022
Morgan Stanley Smith Barney LLC
Ridgewood, NJ · IA capacity

Jun 1, 2009 → Dec 12, 2011
Morgan Stanley Smith Barney
Ridgewood, NJ · BC capacity

Jun 1, 2009 → Dec 12, 2011
Morgan Stanley & Co. Incorporated
Ridgewood, NJ · IA capacity

Apr 2, 2007 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
Ridgewood, NJ · BC capacity

Apr 2, 2007 → Jun 1, 2009
Morgan Stanley
Ridgewood, NJ · IA capacity

Jun 7, 2002 → Apr 2, 2007
Morgan Stanley Dw Inc.
Ridgewood, NJ · BC capacity

Nov 16, 2000 → Apr 2, 2007
Smith Barney Inc.
New York, NY · BC capacity

Sep 1, 1989 → Dec 3, 1996
Ids Life Insurance Company
BC capacity

Dec 20, 1988 → May 5, 1989
American Express Financial Advisors Inc.
BC capacity

Dec 20, 1988 → May 5, 1989

Source & corrections

Where this page comes from

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