Frank Steven Marinace

CRD 1876394 · Morgan Stanley · Riverhead, NY

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 65Series 63SIESeries 7
Registered states (27): Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Illinois · Maine · Maryland · Massachusetts · Mississippi · New Hampshire · New Jersey · New York · North Carolina · Ohio · Oregon · Pennsylvania · Rhode Island · South Carolina · Texas · Vermont · Virginia · Washington · Wisconsin
Years in the industry (source record): 37
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1876394 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (5)

From the source registration record · current first

Morgan StanleyCurrent
Riverhead, NY · IA capacity

May 15, 2020 → present
Citigroup Global Markets Inc.
BD capacity

Sep 5, 2003 → Jun 1, 2009
Merrill Lynch Pierce Fenner & Smith Inc.
IA capacity

Jan 10, 1995 → Sep 15, 2003
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Jun 4, 1993 → Sep 15, 2003
The Stuart-James Company, Incorporated
BD capacity

Jan 24, 1989 → Jun 20, 1989

Source & corrections

Where this page comes from

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