Suzanne Allred Rider
Also appears in the source record as: Suzanne Michele Allred; Suzanne Allred Turner; Suzanne Michele Turner
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (6)
- Series 66Series 63Series 10Series 9SIESeries 7
- Registered states (53)
- Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
- Years in the industry (source record)
- 35
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Morgan Stanley
- Firm CRD
- 149777
- SEC number
- 801-70103
- Assets under management
- $2.0T as of Jun 30, 2026
- Website
- www.morganstanley.com ↗
- Phone
- 914-225-5510
- Firm location
- Purchase, NY, 10577-2530
Employment history (9)
From the source registration record · current first
-
Jan 11, 2017 → present
-
Rbc Capital Markets, LLCIA capacitySep 3, 2014 → Jan 24, 2017
-
Rbc Capital Markets, LLCBD capacityAug 22, 2014 → Jan 24, 2017
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Morgan StanleyBD capacityJun 1, 2009 → Sep 22, 2014
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Morgan StanleyIA capacityJun 1, 2009 → Sep 22, 2014
-
Citigroup Global Markets Inc.IA capacityMar 28, 2007 → Jun 1, 2009
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Citigroup Global Markets Inc.BD capacityJul 31, 1993 → Jun 1, 2009
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Lehman Brothers Inc.BD capacityAug 20, 1992 → Jul 31, 1993
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The Robinson-Humphrey Company Inc.BD capacityJul 17, 1991 → Aug 19, 1992
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.