Arthur A Wexler

CRD 1879356 · J.P. Morgan Securities LLC · Los Angeles, CA

IA RegisteredBroker

Also appears in the source record as: Art Wexler; Arthur Alan Wexler; Arthur Wexler

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (10): Series 7TOSeries 6TOSIESeries 7Series 6Series 24Series 26Series 51Series 66Series 63
Registered states (10): Arizona · California · Florida · Idaho · Michigan · Nevada · Ohio · Pennsylvania · Texas · Washington
Years in the industry (source record): 34
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (17)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Los Angeles, CA · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Los Angeles, CA · BC capacity

start not retrieved → present
Tcg Advisors, LLC A Hub International Company
Los Angeles, CA · IA capacity

Mar 2, 2022 → Aug 2, 2023
Edward Jones
Manhattan Beach, CA · IA capacity

May 28, 2019 → Oct 28, 2021
Edward Jones
Manhattan Beach, CA · BC capacity

May 28, 2019 → Oct 28, 2021
Horace Mann Investors, Inc.
Springfield, IL · IA capacity

Jan 20, 2017 → Aug 17, 2018
Horace Mann Investors, Inc.
Springfield, IL · BC capacity

Nov 10, 2016 → Aug 17, 2018
Axa Distributors, LLC
Charlotte, NC · BC capacity

Jan 29, 2016 → Oct 28, 2016
Tiaa-Cref Advice And Planning Services
Los Angeles, CA · IA capacity

Oct 4, 2011 → Dec 9, 2015
Tiaa-Cref Individual & Institutional Services, LLC
Pasadena, CA · BC capacity

Oct 3, 2011 → Dec 9, 2015
Valic Financial Advisors, Inc.
Orange, CA · BC capacity

Apr 4, 2006 → Sep 8, 2011
Valic Financial Advisors, Inc.
Orange, CA · IA capacity

Mar 8, 2006 → Sep 8, 2011
Ing Financial Advisers, LLC
Las Vegas, NV · IA capacity

Apr 14, 2004 → Dec 13, 2005
Ing Financial Advisers, LLC
Las Vegas, NV · BC capacity

Aug 17, 2001 → Dec 13, 2005
Metropolitan Life Insurance Company
New York, NY · BC capacity

May 2, 1990 → Nov 9, 1999
Metlife Securities Inc.
Springfield, MA · BC capacity

Apr 25, 1990 → Nov 9, 1999
Ur Financial, Inc.
BC capacity

Oct 21, 1988 → Apr 25, 1990

Source & corrections

Where this page comes from

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