Rodney Wayne Simpson
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (5)
- Series 66Series 65Series 63SIESeries 7
- Registered states (11)
- Arkansas · Colorado · Florida · Iowa · Kansas · Missouri · Nebraska · New York · South Carolina · Tennessee · Texas
- Years in the industry (source record)
- 25
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Fidelity Brokerage Services LLC
- Firm CRD
- 7784
- SEC number
- Not yet retrieved from the source record
- Assets under management
- Not yet retrieved from the source record
- Website
- Not yet retrieved from the source record
- Phone
- Not yet retrieved from the source record
- Firm location
- Not yet retrieved from the source record
Employment history (18)
From the source registration record · current first
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Mar 31, 2025 → present
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Oct 6, 2021 → present
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start not retrieved → present
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Fidelity Personal And Workplace AdvisorsIA capacityOct 14, 2021 → Mar 31, 2025
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First Command Advisory ServicesIA capacityJul 16, 2019 → Sep 13, 2021
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First Command Brokerage Services, Inc.BD capacityJul 15, 2019 → Sep 13, 2021
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Lincoln Financial Advisors CorporationBD capacityAug 14, 2018 → Feb 6, 2019
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Lincoln Financial Advisors CorporationIA capacityAug 14, 2018 → Feb 6, 2019
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Bancwest Investment Services, Inc.BD capacityApr 25, 2016 → Aug 16, 2018
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Apr 25, 2016 → Aug 16, 2018
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Edward JonesIA capacityJun 24, 2013 → Apr 4, 2016
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Edward JonesBD capacityMay 29, 2013 → Apr 4, 2016
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Jun 7, 2004 → Oct 11, 2004
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Merrill Lynch Pierce Fenner & Smith Inc.IA capacityJun 7, 2004 → Oct 11, 2004
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Quick & Reilly, Inc.IA capacityMay 27, 2004 → Jun 9, 2004
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Quick & Reilly, Inc.BD capacityNov 10, 2003 → Jun 9, 2004
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Quick & Reilly, Inc.BD capacityMay 13, 2002 → Jul 24, 2002
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Prudential Securities IncorporatedBD capacityApr 3, 2001 → Apr 1, 2002
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.