Patrick Sweeney

CRD 1903683 · J.P. Morgan Securities LLC · Irvine, CA

IA RegisteredBroker

Also appears in the source record as: Patrick Sweeney Jr

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 7Series 24Series 66Series 65Series 63
Registered states (4): Connecticut · New Jersey · New York · Texas
Years in the industry (source record): 29
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (14)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Nanuet, NY · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Irvine, CA · BC capacity

start not retrieved → present
Ameriprise Financial Services, LLC
Conshohocken, PA · BC capacity

Jul 7, 2020 → Dec 26, 2023
Ubs Financial Services Inc.
Weehawken, NJ · BC capacity

Nov 11, 2019 → Mar 16, 2020
Morgan Stanley
Purchase, NY · BC capacity

Jul 16, 2013 → Sep 27, 2019
Royal Alliance Associates, Inc.
Scottsdale, AZ · BC capacity

Nov 5, 2003 → Jan 19, 2005
Donaldson, Lufkin & Jenrette Securities Corporation
Jersey City, NJ · BC capacity

Mar 23, 2001 → Dec 4, 2001
Credit Suisse First Boston Private Advisor, LLC
New York, NY · BC capacity

Aug 21, 2000 → Nov 10, 2000
Credit Suisse First Boston Corporation
New York, NY · BC capacity

Aug 2, 2000 → Aug 21, 2000
Chase Investment Services Corp.
Chicago, IL · BC capacity

May 5, 1999 → Jul 24, 2000
Zweig Securities Corp.
Hartford, CT · BC capacity

Jan 3, 1996 → Jun 5, 1997
Citicorp Investment Services
Long Island City, NY · BC capacity

Nov 24, 1992 → Mar 24, 1995
Waterhouse Securities, Inc.
Omaha, NE · BC capacity

Oct 4, 1991 → Jul 17, 1992
Dean Witter Reynolds Inc.
Purchase, NY · BC capacity

Jul 30, 1990 → Jul 29, 1991

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 1903683 ↗ FINRA BrokerCheck record for CRD 1903683 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.