Carlos Alberto Esteves

CRD 1910540 · Wells Fargo Advisors · East Windsor, NJ

IA RegisteredBroker

Also appears in the source record as: Carlos A Esteves; Carlos Esteves

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 6Series 65Series 63
Registered states (30): Alabama · Arizona · California · Connecticut · Delaware · Florida · Georgia · Illinois · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Missouri · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Virginia · West Virginia · Wisconsin
Years in the industry (source record): 36
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (14)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
East Windsor, NJ · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Hamilton Square, NJ · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
East Windsor, NJ · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Hamilton Square, NJ · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
East Windsor, NJ · IA capacity

start not retrieved → present
Pnc Investments
Plainsboro, NJ · IA capacity

Jan 27, 2010 → Feb 22, 2013
Pnc Investments
Plainsboro, NJ · BC capacity

Jan 27, 2010 → Feb 22, 2013
Prudential Financial Planning Services
Roseland, NJ · IA capacity

Mar 11, 2009 → Jan 11, 2010
Pruco Securities, LLC.
Roseland, NJ · BC capacity

Feb 20, 2009 → Jan 11, 2010
Prudential Investments LLC
Newark, NJ · IA capacity

Aug 31, 2006 → Dec 18, 2008
Prudential Investment Management Services LLC
Newark, NJ · BC capacity

Aug 17, 2006 → Dec 18, 2008
Mutual Service Corporation
Cherry Hill, NJ · BC capacity

Jan 20, 2006 → Jul 13, 2006
Prudential Securities Incorporated
New York, NY · BC capacity

Oct 29, 1992 → Jan 1, 1997
Prudential Mutual Fund Distributors, Inc.
BC capacity

Nov 15, 1989 → Nov 27, 1992

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 1910540 ↗ FINRA BrokerCheck record for CRD 1910540 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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