Brian Frambes
Also appears in the source record as: Brian Edward Frambes
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (7)
- Series 6TOSIESeries 7Series 6Series 26Series 66Series 63
- Registered states (51)
- Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
- Years in the industry (source record)
- 21
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Edward Jones
- Firm CRD
- 250
- SEC number
- 801-3297
- Assets under management
- $1.0T as of Jun 29, 2026
- Website
- www.twitter.com/EDWARDJONES ↗
- Phone
- 314-515-2000
- Firm location
- St. Louis, MO, 63131
Employment history (20)
From the source registration record · current first
-
start not retrieved → present
-
start not retrieved → present
-
start not retrieved → present
-
start not retrieved → present
-
Merrill Lynch, Pierce, Fenner & Smith IncorporatedJacksonville, FL · IA capacitySep 15, 2022 → Sep 9, 2025
-
Merrill Lynch, Pierce, Fenner & Smith IncorporatedJacksonville, FL · BC capacitySep 7, 2022 → Sep 9, 2025
-
Mml Investors Services, LLCSt. Augustine, FL · IA capacityJun 23, 2021 → Feb 16, 2022
-
Mml Investors Services, LLCSt. Augustine, FL · BC capacityJun 22, 2021 → Feb 16, 2022
-
Transamerica Capital, Inc.Denver, CO · BC capacityOct 9, 2020 → Feb 22, 2021
-
Lincoln InvestmentSt. Augustine, FL · IA capacityMay 14, 2020 → Sep 23, 2020
-
Capital AnalystsSt. Augustine, FL · IA capacityMay 14, 2020 → Sep 23, 2020
-
Lincoln InvestmentFort Washington, PA · BC capacityMay 4, 2020 → Sep 23, 2020
-
Lincoln Financial Securities CorporationTempe, AZ · IA capacityMar 15, 2018 → Jul 18, 2019
-
Lincoln Financial Securities CorporationTempe, AZ · BC capacityNov 9, 2017 → Jul 18, 2019
-
J.P. Morgan Securities LLCChandler, AZ · BC capacityFeb 8, 2016 → Dec 7, 2017
-
Axa Advisors, LLCTampa, FL · BC capacityAug 11, 2015 → Dec 21, 2015
-
Rydex Distributors, Inc.Rockville, MD · BC capacityJan 30, 2004 → Dec 31, 2006
-
Atlas Securities, Inc.San Leandro, CA · BC capacityAug 29, 2001 → Aug 6, 2002
-
Bisys Fund Services Limited PartnershipPortland, ME · BC capacityAug 9, 1996 → Jan 22, 1999
-
T. Rowe Price Investment Services, Inc.Baltimore, MD · BC capacityFeb 15, 1990 → Aug 7, 1996
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.