Jeffrey A. Seitz

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (4)

Series 65Series 63SIESeries 7

Registered states (26)

Alabama · Alaska · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Maine · Maryland · Massachusetts · Missouri · Montana · New Jersey · New York · North Carolina · Ohio · Pennsylvania · Puerto Rico · South Carolina · Texas · Vermont · Virginia · Washington

Years in the industry (source record)

30

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Fidelity Brokerage Services LLC

Firm CRD

7784

SEC number

Not yet retrieved from the source record

Assets under management

Not yet retrieved from the source record

Website

Not yet retrieved from the source record

Phone

Not yet retrieved from the source record

Firm location

Not yet retrieved from the source record

Employment history (26)

From the source registration record · current first

• Strategic Advisers LLCCurrent

  Roslyn, NY · IA capacity
  Mar 31, 2025 → present
• Fidelity Brokerage Services LLCCurrent

  Melville, NY · BD capacity
  Sep 9, 2024 → present
• Fidelity Brokerage Services LLCCurrent

  Roslyn, NY · BC capacity
  start not retrieved → present
• Fidelity Personal And Workplace Advisors

  IA capacity
  Sep 19, 2024 → Mar 31, 2025
• Facet

  IA capacity
  Jun 21, 2023 → Aug 1, 2024
• Vanguard Marketing Corporation

  BD capacity
  Mar 15, 2021 → Jun 21, 2023
• Vanguard Advisers, Inc.

  IA capacity
  Mar 15, 2021 → Jun 21, 2023
• Purshe Kaplan Sterling Investments

  BD capacity
  Sep 10, 2020 → Feb 4, 2021
• Ameriprise Financial Services, LLC.

  IA capacity
  Oct 5, 2018 → Sep 11, 2020
• Ameriprise Financial Services, LLC

  BD capacity
  Jun 20, 2018 → Sep 11, 2020
• American Portfolios Advisors, Inc

  IA capacity
  Jan 10, 2013 → Jun 15, 2018
• American Portfolios Financial Services, Inc.

  BD capacity
  Jan 9, 2013 → Jun 15, 2018
• Advisors Asset Management, Inc.

  BD capacity
  Jan 10, 2011 → Jul 27, 2012
• Advisors Asset Management, Inc.

  IA capacity
  Jan 10, 2011 → Jul 27, 2012
• Td Ameritrade, Inc.

  BD capacity
  Aug 3, 2010 → Jan 12, 2011
• Td Ameritrade, Inc.

  IA capacity
  Aug 3, 2010 → Jan 12, 2011
• Amerivest Investment Management, LLC

  IA capacity
  Aug 3, 2010 → Jan 12, 2011
• Advisors Asset Management, Inc.

  IA capacity
  Mar 14, 2006 → Jun 11, 2010
• Advisors Asset Management, Inc.

  BD capacity
  Feb 24, 2006 → Jun 11, 2010
• Rydex Distributors, Inc.

  BD capacity
  Jun 17, 2004 → Sep 16, 2005
• Dreyfus Service Corporation

  IA capacity
  Feb 24, 2004 → Jun 2, 2004
• Dreyfus Service Corporation

  BD capacity
  Jan 5, 2004 → Jun 2, 2004
• Pfic Securities Corporation

  BD capacity
  Apr 25, 2003 → Nov 25, 2003
• Axa Advisors, LLC

  BD capacity
  Sep 26, 2002 → Apr 25, 2003
• Hsbc Brokerage (USA) Inc.

  BD capacity
  Jul 5, 2001 → Sep 18, 2002
• Citicorp Investment Services

  BD capacity
  Sep 26, 1996 → Jul 2, 2001

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.