Daniel J Frank

CRD 1920328 · Edward Jones · Leawood, KS

IA RegisteredBroker

Also appears in the source record as: Dan Frank; Daniel James Frank

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 24Series 65Series 63
Registered states (24): Alabama · Arizona · Arkansas · California · Colorado · District Of Columbia · Florida · Georgia · Illinois · Iowa · Kansas · Maryland · Massachusetts · Michigan · Missouri · New York · North Carolina · Oklahoma · Oregon · Tennessee · Texas · Virginia · Washington · Wisconsin
Years in the industry (source record): 36
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Edward Jones
Firm CRD: 250
SEC number: 801-3297
Assets under management: $1.0T as of Jun 29, 2026
Website: www.twitter.com/EDWARDJONES ↗
Phone: 314-515-2000
Firm location: St. Louis, MO, 63131

Employment history (15)

From the source registration record · current first

Edward JonesCurrent
Leawood, KS · BC capacity

start not retrieved → present
Edward JonesCurrent
Leawood, KS · IA capacity

start not retrieved → present
Edward JonesCurrent
Leawood, KS · IA capacity

start not retrieved → present
Rademacher Financial, Inc.
Lawrence, KS · IA capacity

May 4, 2018 → Jul 23, 2018
Raymond James Financial Services, Inc.
Lawrence, KS · BC capacity

May 1, 2018 → Jul 23, 2018
Blackrock Financial Management, Inc
Chicago, IL · IA capacity

Oct 20, 2009 → Jan 11, 2018
Blackrock Investments, LLC
Chicago, IL · BC capacity

Oct 20, 2009 → Jan 11, 2018
Rydex Advisory Services, LLC
Rockville, MD · IA capacity

Jan 26, 2009 → Oct 14, 2009
Rydex Distributors, Inc.
Rockville, MD · BC capacity

Sep 13, 2002 → Oct 14, 2009
Alliance Fund Distributors, Inc.
Nashville, TN · BC capacity

Jul 22, 1999 → Aug 30, 2002
Deutsche Bank Securities Inc.
New York, NY · BC capacity

Mar 17, 1998 → Jul 29, 1999
American Century Investment Services Inc.
Kansas City, MO · BC capacity

Mar 14, 1996 → Jan 30, 1998
Nylife Distributors Inc.
Jersey City, NJ · BC capacity

Mar 18, 1994 → Feb 22, 1996
Federated Securities Corp.
Pittsburgh, PA · BC capacity

May 31, 1991 → Mar 8, 1994
Merrill Lynch, Pierce, Fenner & Smith Incorporated
New York, NY · BC capacity

Mar 21, 1989 → Apr 23, 1991

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 1920328 ↗ FINRA BrokerCheck record for CRD 1920328 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.