Steve F Roitman

CRD 1924230 · J.P. Morgan Securities LLC · Brooklyn, NY

IA RegisteredBroker

Also appears in the source record as: Felix Roitman; Steve Felics Roitman; Steve Feliks Roitman

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 6TOSIESeries 7Series 26Series 65Series 63
Registered states (37): Alaska · Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Illinois · Indiana · Kentucky · Maine · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · Wisconsin
Years in the industry (source record): 36
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1924230 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (10)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Brooklyn, NY · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Brooklyn, NY · BC capacity

start not retrieved → present
Chase Investment Services Corp.
Brooklyn, NY · IA capacity

Oct 16, 1997 → Oct 1, 2012
Chase Investment Services Corp.
Brooklyn, NY · BC capacity

Sep 18, 1996 → Oct 1, 2012
Chemical Investment Services Corp.
BC capacity

Aug 1, 1994 → Sep 18, 1996
Liberty Securities Corporation
Purchase, NY · BC capacity

Jul 28, 1993 → Aug 1, 1994
Long Island Network Securities, Inc.
BC capacity

Feb 9, 1993 → Aug 3, 1993
Gna Securities, Inc.
Glen Allen, VA · BC capacity

Aug 15, 1990 → Dec 24, 1991
Landmark Brokerage Services, Inc.
BC capacity

Mar 16, 1990 → Aug 15, 1990
Dean Witter Reynolds Inc.
Purchase, NY · BC capacity

Mar 21, 1989 → Feb 27, 1990

Source & corrections

Where this page comes from

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