Georgiana Andersen

CRD 1929624 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Walnut Creek, CA

IA RegisteredBroker

Also appears in the source record as: Georgiana Hassan

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 65Series 63Series 10Series 9SIESeries 3Series 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 37
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (15)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Walnut Creek, CA · IA capacity

Mar 11, 2015 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Walnut Creek, CA · BC capacity

start not retrieved → present
Robert W. Baird & Co. Incorporated
IA capacity

Oct 3, 2011 → Feb 5, 2015
Robert W. Baird & Co. Incorporated
BD capacity

Sep 30, 2011 → Feb 5, 2015
Credit Suisse Securities (USA) LLC
BD capacity

Dec 4, 2009 → Oct 26, 2011
Credit Suisse Securities (USA) LLC
IA capacity

Dec 4, 2009 → Oct 26, 2011
Ubs Financial Services Inc.
BD capacity

Aug 12, 2006 → May 13, 2009
Ubs Financial Services Inc.
IA capacity

Aug 12, 2006 → May 13, 2009
Piper Jaffray & Co.
BD capacity

Sep 24, 2004 → Aug 12, 2006
Piper Jaffray & Co.
IA capacity

Sep 24, 2004 → Aug 12, 2006
Wachovia Securities, LLC
IA capacity

Jul 2, 2003 → Oct 7, 2004
Wachovia Securities, LLC
BD capacity

Jul 3, 2001 → Oct 7, 2004
Prudential Securities Incorporated
BD capacity

Jul 6, 1990 → Jun 22, 2001
Shearson Lehman Hutton Inc.
BD capacity

Oct 17, 1989 → Jul 12, 1990
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Mar 21, 1989 → Aug 19, 1989

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 1929624 ↗ FINRA BrokerCheck record for CRD 1929624 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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