Michael P. Klein

CRD 1931868 · J.P. Morgan Securities LLC · Hingham, MA

IA RegisteredBroker

Also appears in the source record as: Michael Patrick Klein; Mike Klein; Michael P Klein Sr; Michael P Klein

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): SIESeries 7Series 10Series 9Series 24Series 66Series 63
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 35
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1931868 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (12)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Hingham, MA · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Hingham, MA · BC capacity

start not retrieved → present
Pnc Investments
Scranton, PA · IA capacity

Sep 16, 2016 → May 10, 2022
Pnc Investments
Scranton, PA · BC capacity

Aug 2, 2016 → May 10, 2022
Santander Securities LLC
Plymouth, MA · BC capacity

Apr 14, 2014 → Oct 14, 2015
Cco Investment Services Corp.
Providence, RI · BC capacity

Apr 17, 2008 → Apr 18, 2014
Ifmg Securities, Inc.
New Bedford, MA · BC capacity

Apr 23, 2004 → Apr 22, 2008
Citigroup Global Markets Inc.
New York, NY · BC capacity

Oct 28, 1999 → Apr 30, 2004
Bankboston Investor Services, Inc.
Boston, MA · BC capacity

Nov 1, 1994 → Oct 27, 1999
Sei Financial Services Company
Oaks, PA · BC capacity

May 24, 1993 → Nov 8, 1994
Ids Life Insurance Company
Minneapolis, MN · BC capacity

Mar 20, 1990 → May 27, 1993
American Express Financial Advisors Inc.
Minneapolis, MN · BC capacity

Mar 20, 1990 → May 27, 1993

Source & corrections

Where this page comes from

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