Penny Sue Hein

CRD 1941030 · Edward Jones · Des Moines, IA

IA RegisteredBroker

Also appears in the source record as: Penny Sue Keeney

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 63
Registered states (15): Alabama · Arizona · Colorado · Florida · Hawaii · Iowa · Kansas · Michigan · Minnesota · Missouri · Nebraska · South Carolina · South Dakota · Texas · Wisconsin
Years in the industry (source record): 36
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Edward Jones
Firm CRD: 250
SEC number: 801-3297
Assets under management: $1.0T as of Jun 29, 2026
Website: www.twitter.com/EDWARDJONES ↗
Phone: 314-515-2000
Firm location: St. Louis, MO, 63131

Employment history (12)

From the source registration record · current first

Edward JonesCurrent
Des Moines, IA · IA capacity

start not retrieved → present
Edward JonesCurrent
Des Moines, IA · BC capacity

start not retrieved → present
Brokers International Financial Services, LLC.
Des Moines, IA · BC capacity

Aug 27, 2018 → Nov 1, 2019
Broker Dealer Financial Services Corp.
Des Moines, IA · BC capacity

Jul 26, 2016 → Aug 27, 2018
Vsr Financial Services, Inc.
Des Moines, IA · BC capacity

Aug 21, 2013 → Jul 25, 2016
Lpl Financial LLC
West Des Moines, IA · BC capacity

Jun 16, 2006 → Aug 29, 2013
Citigroup Global Markets Inc.
West Des Moines, IA · BC capacity

Apr 7, 2005 → Jun 9, 2006
Wachovia Securities, LLC
St. Louis, MO · BC capacity

May 11, 1998 → Apr 1, 2005
Principal Financial Securities,inc.
Dallas, TX · BC capacity

May 1, 1998 → May 11, 1998
A. G. Edwards & Sons, Inc.
St. Louis, MO · BC capacity

Oct 8, 1996 → Apr 20, 1998
Kirkpatrick, Pettis, Smith, Polian Inc.
Omaha, NE · BC capacity

Nov 15, 1990 → Oct 10, 1996
R. G. Dickinson & Co.
Des Moines, IA · BC capacity

Sep 19, 1989 → Nov 15, 1990

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 1941030 ↗ FINRA BrokerCheck record for CRD 1941030 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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