Kelly Alexander

CRD 1946016 · Fidelity Brokerage Services LLC · Pasadena, CA

IA RegisteredBroker

Also appears in the source record as: Kelly Lynn Alexander

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 6Series 65Series 63
Registered states (3): California · New York · Washington
Years in the industry (source record): 35
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (16)

From the source registration record · current first

Strategic Advisers LLCCurrent
Los Angeles, CA · IA capacity

start not retrieved → present
Fidelity Brokerage Services LLCCurrent
Pasadena, CA · BC capacity

start not retrieved → present
Morgan Stanley
Los Angeles, CA · IA capacity

Sep 5, 2023 → Jun 5, 2025
Morgan Stanley
Purchase, NY · BC capacity

Mar 29, 2023 → Jun 5, 2025
E*trade Capital Management, LLC
Sandy, UT · IA capacity

May 25, 2018 → Sep 5, 2023
E*trade Securities LLC
Menlo Park, CA · BC capacity

May 25, 2018 → Sep 5, 2023
Td Ameritrade, Inc.
Beverly Hills, CA · BC capacity

Jan 6, 2016 → May 22, 2018
Td Ameritrade, Inc.
Beverly Hills, CA · IA capacity

Jan 4, 2016 → May 22, 2018
Td Ameritrade Investment Management, LLC
Beverly Hills, CA · IA capacity

Jan 4, 2016 → May 22, 2018
Charles Schwab & Co., Inc.
Los Angeles, CA · IA capacity

Jan 24, 2013 → Jan 27, 2015
Charles Schwab & Co., Inc.
Los Angeles, CA · BC capacity

Jan 24, 2013 → Jan 27, 2015
Citigroup Global Markets Inc.
Sherman Oaks, CA · IA capacity

Jan 4, 2006 → Jun 1, 2009
Citigroup Global Markets Inc.
Sherman Oaks, CA · BC capacity

Oct 5, 2005 → Jun 1, 2009
Bear, Stearns & Co. Inc.
New York, NY · BC capacity

Jul 20, 1995 → Oct 3, 2005
The Dreyfus Service Corporation
New York, NY · BC capacity

Jun 2, 1993 → Apr 5, 1995
Griffin Financial Services
BC capacity

Jun 3, 1992 → May 15, 1993

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 1946016 ↗ FINRA BrokerCheck record for CRD 1946016 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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