Michael Ray Thompson

CRD 1948461 · Morgan Stanley · Los Angeles, CA

IA RegisteredBroker

Also appears in the source record as: Michael Thompson

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (13): Series 65Series 63Series 24Series 9Series 10Series 53Series 23Series 14Series 8Series 52TOSIESeries 3Series 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 37
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1948461 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (5)

From the source registration record · current first

Morgan StanleyCurrent
Los Angeles, CA · IA capacity

Feb 6, 2012 → present
J.P. Morgan Securities LLC
IA capacity

Oct 6, 2008 → Aug 24, 2011
J.P. Morgan Securities LLC
BD capacity

May 1, 1989 → Aug 24, 2011
J.P.Morgan Securities Inc.
IA capacity

May 17, 2006 → Oct 3, 2008
Bear, Stearns & Co. Inc.
IA capacity

Apr 13, 2001 → May 11, 2006

Source & corrections

Where this page comes from

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