Thomas Lynn Peterson

CRD 1951165 · Wells Fargo Advisors · Savannah, GA

IA RegisteredBroker

Also appears in the source record as: Thomas Peterson; Tom L Peterson

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): SIESeries 7Series 6Series 53Series 24Series 26Series 66Series 63
Registered states (2): Georgia · South Carolina
Years in the industry (source record): 37
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (15)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Savannah, GA · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Savannah, GA · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Savannah, GA · IA capacity

start not retrieved → present
Lpl Financial LLC
Berkeley Springs, WV · IA capacity

Nov 29, 2017 → Jan 13, 2020
Lpl Financial LLC
Berkeley Springs, WV · BC capacity

Nov 29, 2017 → Jan 13, 2020
Investment Centers Of America, Inc.
Berkeley Springs, WV · IA capacity

Oct 3, 2016 → Nov 29, 2017
Investment Centers Of America, Inc.
Berkeley Springs, WV · BC capacity

Oct 3, 2016 → Nov 29, 2017
Cetera Investment Advisers LLC
Berkeley Springs, WV · IA capacity

Jan 21, 2014 → Sep 30, 2016
Cetera Investment Services LLC
Berkeley Springs, WV · BC capacity

Jun 20, 2012 → Sep 30, 2016
Cetera Investment Services LLC
Berkeley Springs, WV · IA capacity

Jul 13, 2012 → Jan 21, 2014
Invest Financial Corporation
Shippensburg, PA · BC capacity

Apr 30, 2007 → Jun 13, 2012
Pfic Securities Corporation
Chambersburg, PA · BC capacity

Aug 17, 2005 → Apr 30, 2007
Fiserv Investor Services, Inc.
Houston, TX · BC capacity

Jan 5, 2001 → Aug 17, 2005
Pruco Securities Corporation
Newark, NJ · BC capacity

May 15, 1989 → Dec 22, 2000
The Prudential Insurance Company Of America
Newark, NJ · BC capacity

May 15, 1989 → Dec 10, 1993

Source & corrections

Where this page comes from

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