William Daniel Joyce

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (7)

Series 65Series 63Series 10Series 9Series 24SIESeries 7

Registered states (1)

Florida

Years in the industry (source record)

37

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Firm CRD

7691

SEC number

801-14235

Assets under management

$1.8T as of Jun 29, 2026

Website

www.merrilledge.com/GUIDED-INVESTING ↗

Phone

800-637-7455

Firm location

New York, NY, 10036

Employment history (17)

From the source registration record · current first

• Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent

  Lake Mary, FL · IA capacity
  May 13, 2022 → present
• Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent

  Lake Mary, FL · BC capacity
  start not retrieved → present
• Raymond James & Associates, Inc.

  IA capacity
  Jun 26, 2019 → Apr 22, 2022
• Raymond James & Associates, Inc.

  BD capacity
  Jun 25, 2019 → Apr 22, 2022
• Merrill Lynch, Pierce, Fenner & Smith Incorporated

  BD capacity
  Oct 23, 2009 → Jul 5, 2018
• Merrill Lynch, Pierce, Fenner & Smith Incorporated

  IA capacity
  Oct 23, 2009 → Jul 5, 2018
• Banc Of America Investment Services, Inc.

  IA capacity
  Sep 13, 2002 → Oct 23, 2009
• Banc Of America Investment Services, Inc.

  BD capacity
  Aug 7, 2002 → Oct 23, 2009
• Wachovia Securities, Inc.

  BD capacity
  Oct 1, 2000 → Jul 5, 2002
• First Union Brokerage Services, Inc.

  BD capacity
  Sep 2, 1993 → Oct 1, 2000
• Pruco Securities Corporation

  BD capacity
  Dec 10, 1993 → Jul 31, 1995
• The Prudential Insurance Company Of America

  BD capacity
  Apr 22, 1991 → Dec 10, 1993
• Merrill Lynch, Pierce, Fenner & Smith Incorporated

  BD capacity
  Jan 25, 1993 → Aug 9, 1993
• Corporate Securities Group, Inc.

  BD capacity
  Jul 10, 1992 → Feb 2, 1993
• J. W. Gant & Associates, Inc.

  BD capacity
  Aug 30, 1991 → Jul 28, 1992
• Pruco Securities Corporation

  BD capacity
  Apr 22, 1991 → Sep 17, 1991
• J. W. Gant & Associates, Inc.

  BD capacity
  May 23, 1989 → Oct 19, 1990

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.