Eugene P Etzel

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (10)

Series 66Series 63Series 10Series 9Series 24Series 4Series 57TOSIESeries 55Series 7

Registered states (53)

Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming

Years in the industry (source record)

37

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Fidelity Brokerage Services LLC

Firm CRD

7784

SEC number

Not yet retrieved from the source record

Assets under management

Not yet retrieved from the source record

Website

Not yet retrieved from the source record

Phone

Not yet retrieved from the source record

Firm location

Not yet retrieved from the source record

Employment history (19)

From the source registration record · current first

• Strategic Advisers LLCCurrent

  Bay Head, NJ · IA capacity
  Mar 31, 2025 → present
• Fidelity Brokerage Services LLCCurrent

  Bay Head, NJ · BD capacity
  Jan 14, 2022 → present
• Fidelity Brokerage Services LLCCurrent

  Smithfield, RI · BC capacity
  start not retrieved → present
• Fidelity Personal And Workplace Advisors

  IA capacity
  Mar 30, 2022 → Mar 31, 2025
• Chelsea Financial Services

  BD capacity
  Feb 4, 2020 → Nov 11, 2021
• Scottrade, Inc.

  BD capacity
  Feb 13, 2007 → Mar 8, 2018
• Hold Brothers On-Line Investment Services L.L.C.

  BD capacity
  Jun 24, 2005 → Oct 5, 2006
• Hold Brothers On-Line Investment Services L.L.C.

  BD capacity
  Feb 9, 2004 → Apr 14, 2004
• E Street Access

  BD capacity
  Apr 24, 2002 → Sep 12, 2002
• Schwab Capital Markets L.P.

  BD capacity
  Jul 6, 2000 → Dec 20, 2001
• Donald & Co. Securities Inc.

  BD capacity
  Jul 25, 1996 → Jun 22, 2000
• J.S. Securities, Inc.

  BD capacity
  Jun 11, 1996 → Jul 16, 1996
• Muriel Siebert & Co., Inc.

  BD capacity
  Nov 6, 1995 → Apr 26, 1996
• J.S. Securities, Inc.

  BD capacity
  Jun 16, 1995 → Nov 6, 1995
• National Discount Brokers

  BD capacity
  Aug 29, 1994 → Nov 16, 1994
• Brown & Company Securities Corporation

  BD capacity
  Oct 20, 1992 → Aug 9, 1994
• Fia Capital Group, Inc.

  BD capacity
  Apr 24, 1992 → Oct 2, 1992
• V P Securities, Inc.

  BD capacity
  Dec 21, 1989 → Apr 27, 1990
• Hibbard Brown & Co., Inc.

  BD capacity
  Aug 24, 1989 → Nov 20, 1989

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.