Leo Joseph Walker

CRD 1955502 · Wells Fargo Advisors · San Diego, CA

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 6Series 63Series 65
Registered states (27): Arizona · California · Colorado · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Kentucky · Maryland · Michigan · Minnesota · Missouri · Nevada · New Hampshire · New Jersey · New York · Ohio · Oregon · Rhode Island · South Carolina · South Dakota · Texas · Virginia · Washington · Wyoming
Years in the industry (source record): 34
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1955502 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (13)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
San Diego, CA · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
San Diego, CA · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
San Diego, CA · IA capacity

start not retrieved → present
Wells Fargo Investments, LLC
San Diego, CA · IA capacity

Mar 27, 2009 → Jan 3, 2011
Wells Fargo Investments, LLC
San Diego, CA · BC capacity

Mar 27, 2009 → Jan 3, 2011
Banc Of America Investment Services, Inc.
Solana Beach, CA · IA capacity

Jun 30, 2006 → Mar 30, 2009
Banc Of America Investment Services, Inc.
Solana Beach, CA · BC capacity

Jun 30, 2006 → Mar 30, 2009
Morgan Stanley
Fresno, CA · IA capacity

Nov 16, 2001 → Jul 5, 2006
Morgan Stanley Dw Inc.
Fresno, CA · BC capacity

Oct 26, 2001 → Jul 5, 2006
Salomon Smith Barney Inc.
New York, NY · BC capacity

Nov 18, 1998 → Oct 22, 2001
Guardian Investor Services Corporation
New York, NY · BC capacity

Sep 30, 1993 → Dec 11, 1998
Metropolitan Life Insurance Company
New York, NY · BC capacity

Apr 14, 1992 → Sep 23, 1992
Metlife Securities Inc.
Springfield, MA · BC capacity

Apr 14, 1992 → Sep 23, 1992

Source & corrections

Where this page comes from

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