Theresa S. Moultrie

CRD 1956379 · J.P. Morgan Securities LLC · Murrieta, CA

Broker

Also appears in the source record as: Theresa Senette Minor; Theresa S Moultrie; Theresa S Minor; Theresa Senette Moultrie; Theresa Sminor

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Not registered in this capacity
Exams passed (3): SIESeries 6Series 63
Registered states (1): California
Years in the industry (source record): 31
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1956379 contains one or more disclosure events as of Aug 20, 2026.

findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:

FINRA BrokerCheck ↗ · SEC IAPD ↗

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (13)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Murrieta, CA · BC capacity

start not retrieved → present
Pruco Securities, LLC.
El Segundo, CA · BC capacity

Oct 8, 2018 → Feb 16, 2022
Mml Investors Services, LLC
Beverly Hills, CA · BC capacity

Oct 4, 2017 → May 17, 2018
Farmers Financial Solutions, LLC
Los Angeles, CA · BC capacity

Apr 17, 2014 → Oct 6, 2017
State Farm Vp Management Corp.
Bloomington, IL · BC capacity

Sep 5, 2012 → Jan 14, 2014
Wells Fargo Advisors, LLC
Long Beach, CA · BC capacity

Jan 3, 2011 → Jun 8, 2012
Wells Fargo Investments, LLC
Long Beach, CA · BC capacity

Oct 29, 2010 → Jan 3, 2011
Citigroup Global Markets Inc.
Los Angeles, CA · BC capacity

May 29, 2007 → Jul 11, 2007
Citicorp Investment Services
Los Angeles, CA · BC capacity

Apr 25, 2006 → May 29, 2007
Metropolitan Life Insurance Company
New York, NY · BC capacity

May 17, 2000 → Jul 1, 2005
Metlife Securities Inc.
Springfield, MA · BC capacity

May 17, 2000 → Jul 1, 2005
Intersecurities, Inc.
Philadelphia, PA · BC capacity

Jan 2, 1998 → May 16, 2000
Aegon USA Securities Inc.
Cedar Rapids, IA · BC capacity

Jun 14, 1995 → Jan 2, 1998

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 1956379 ↗ FINRA BrokerCheck record for CRD 1956379 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.