Oscar Enrique Hurtado
Also appears in the source record as: Chele Hurtado; Enrique Enrique Hurtado; Enrique Hurtado
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (5)
- Series 65Series 63SIESeries 7Series 6
- Registered states (29)
- Alabama · Arkansas · California · Colorado · Delaware · Florida · Georgia · Hawaii · Indiana · Louisiana · Maryland · Massachusetts · Michigan · Mississippi · Montana · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Pennsylvania · Tennessee · Texas · Vermont · Virginia · Washington · Wisconsin
- Years in the industry (source record)
- 37
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 1956674 contains one or more disclosure events as of Aug 20, 2026.
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Current firm
From the firm record
- Firm
- Morgan Stanley
- Firm CRD
- 149777
- SEC number
- 801-70103
- Assets under management
- $2.0T as of Jun 30, 2026
- Website
- www.morganstanley.com ↗
- Phone
- 914-225-5510
- Firm location
- Purchase, NY, 10577-2530
Employment history (7)
From the source registration record · current first
-
Nov 5, 2010 → present
-
Morgan Stanley Smith Barney LLCIA capacityApr 15, 2010 → Apr 16, 2010
-
Jan 30, 1996 → Apr 5, 2010
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Oct 18, 1994 → Apr 5, 2010
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Keogler, Morgan & Company, Inc.BD capacitySep 3, 1991 → Sep 28, 1994
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Carillon Investments, Inc.BD capacityOct 19, 1989 → Sep 13, 1991
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Carillon Investments, Inc.BD capacityJul 20, 1989 → Sep 23, 1989
Source & corrections
Where this page comes from
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Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.