Thomas William Chichester

CRD 1959388 · Charles Schwab & Co., Inc. · Lone Tree, CO

IA RegisteredBroker

Also appears in the source record as: Thomas W Chichester; Tom Chichester

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 6Series 65Series 63
Registered states (2): California · Colorado
Years in the industry (source record): 31
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (14)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Lone Tree, CO · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Lone Tree, CO · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Lone Tree, CO · IA capacity

start not retrieved → present
Cliftonlarsonallen Wealth Advisors, LLC
Greenwood Village, CO · IA capacity

Jan 8, 2016 → Dec 5, 2017
Cliftonlarsonallen Wealth Advisors, LLC
Greenwood Village, CO · BC capacity

Jan 8, 2016 → Dec 5, 2017
Newport Group Securities, Inc.
Englewood, CO · IA capacity

Jan 13, 2011 → Jan 26, 2016
Newport Group Securities, Inc.
Lake Mary, FL · BC capacity

Jan 13, 2011 → Jan 26, 2016
Securian Financial Services, Inc.
Greenwood Village, CO · BC capacity

Oct 5, 2010 → Oct 25, 2010
Financial Telesis, Inc.
Denver, CO · IA capacity

Nov 16, 2007 → Jul 9, 2010
Financial Telesis Inc
Denver, CO · BC capacity

Nov 16, 2007 → Jul 9, 2010
Multi-Financial Securities Corporation
Denver, CO · IA capacity

Feb 13, 2007 → Dec 5, 2007
Multi-Financial Securities Corporation
Denver, CO · BC capacity

Feb 13, 2007 → Dec 5, 2007
Metropolitan Life Insurance Company
New York, NY · BC capacity

Jun 17, 1994 → Sep 18, 2006
Metlife Securities Inc.
Springfield, MA · BC capacity

Jun 17, 1994 → Sep 18, 2006

Source & corrections

Where this page comes from

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