Larry Joseph Osborne

CRD 1963147 · Wells Fargo Advisors · Mesa, AZ

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 65Series 63
Registered states (34): Arizona · California · Colorado · Delaware · Florida · Georgia · Idaho · Illinois · Indiana · Iowa · Kentucky · Massachusetts · Michigan · Minnesota · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · South Dakota · Texas · Utah · Washington · Wisconsin · Wyoming
Years in the industry (source record): 34
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 1963147 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (17)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Mesa, AZ · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Tempe, AZ · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Mesa, AZ · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Tempe, AZ · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Mesa, AZ · IA capacity

start not retrieved → present
Wells Fargo Investments, LLC
Apache Junction, AZ · IA capacity

Mar 11, 2008 → Jan 3, 2011
Wells Fargo Investments, LLC
Apache Junction, AZ · BC capacity

Feb 28, 2008 → Jan 3, 2011
Chase Investment Services Corp.
Mesa, AZ · IA capacity

Aug 23, 2006 → Feb 13, 2008
Chase Investment Services Corp.
Mesa, AZ · BC capacity

Jul 6, 2005 → Feb 13, 2008
Banc One Securities Corporation
Chicago, IL · BC capacity

Feb 16, 2000 → Jul 6, 2005
Vanguard Marketing Corporation
Malvern, PA · BC capacity

Sep 26, 1995 → Sep 21, 1998
Piper Jaffray Inc.
Minneapolis, MN · BC capacity

Aug 26, 1994 → May 15, 1995
Liberty Securities Corporation
Purchase, NY · BC capacity

Feb 10, 1994 → Sep 1, 1994
Gna Securities, Inc.
Glen Allen, VA · BC capacity

Dec 15, 1992 → Feb 26, 1994
John Hancock Mutual Life Insurance Company
Boston, MA · BC capacity

Jul 23, 1990 → Jan 5, 1993
John Hancock Distributors, Inc.
Boston, MA · BC capacity

Jul 23, 1990 → Jan 5, 1993
Integrated Resources Equity Corporation
BC capacity

Jun 21, 1989 → Sep 21, 1989

Source & corrections

Where this page comes from

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